Be a FINRA Compliance Champion!
Cybersecurity is one of FINRA's Primary Areas of Focus. Cyberthreats against Financial Institutions have Significantly Increased in Recent Years. Phishing (Email), Smishing (SMS) and Vishing (Voice) Scams, Malware, Data Breaches, and Ransomware Attacks are all examples of these Threats. FINRA has Enacted a Number of Regulations and Guidelines to Help Financial Institutions Safeguard the Sensitive Assets and Information of their Customers.
Implementing Robust Cybersecurity Measures is an Essential part of FINRA Compliance. Firewalls, Intrusion Detection and Prevention Systems, and Other Security Technologies are all Included in this. Financial Institutions must Regularly Conduct Security Testing and Detection in addition to having a Comprehensive Incident Response Plan in place.
In Conclusion, Financial Institutions must Comply with FINRA in order to Safeguard the Confidential Information and Assets of their Customers and Protect Themselves from Cyberattacks.
We at IT-This Consulting offer a variety of Security Solutions and Services to Assist Financial Institutions in Meeting their FINRA Compliance Requirements. Our Security Experts prepare Organizations with the proper Tools and Procedures they Need to Protect themselves from Cyberattacks. Through our Security Solutions and Services, we are Committed to Assisting Businesses in Meeting their FINRA Obligations because we Recognize the Significance of Compliance and Ramifications of Non-Compliance.