Be a FINRA compliance champion!
Cybersecurity is one of FINRA's primary areas of focus. Cyber threats against financial institutions have significantly increased in recent years. Examples of these threats include phishing (email), smishing (SMS), vishing (voice) scams, malware, data breaches, and ransomware attacks. FINRA has enacted a number of regulations and guidelines to help financial institutions safeguard the sensitive assets and information of their customers.
Implementing robust cybersecurity measures is essential for compliance with FINRA. This includes the use of firewalls, intrusion detection and prevention systems, and other security technologies. Financial institutions must regularly conduct security testing and detection, in addition to having a comprehensive incident response plan in place.
In conclusion, financial institutions must comply with FINRA to protect the confidential information and assets of their customers and to defend themselves against cyberattacks.
IT-This Consulting offers a variety of security solutions and services to assist financial institutions in meeting their FINRA compliance requirements. Our security experts equip organizations with the necessary tools and procedures to protect themselves from cyberattacks. Through our security solutions and services, we are committed to helping businesses fulfill their FINRA obligations, as we recognize the significance of compliance and the ramifications of non-compliance.